Meet Bates Group Leaders at the 2024 FINRA Annual Conference
Join Bates Group leaders and experts at the 2024 FINRA Annual Conference, May 14-16 in Washington, D.C., and get solutions for your ongoing compliance, regulatory and litigation matters.
Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.
We’re looking for talent! Interested in a career at Bates Group? Visit our Careers page.
Expertise, Knowledge, Experience, and Data-Driven Solutions to Achieve Your Litigation, Regulatory, AML & Compliance Success
Bates Group is a leading financial services consulting firm in the United States. We have been a trusted partner to financial services firms and counsel for over 40 years. Our professional services staff and 175+ industry experts and consultants offer services in litigation consultation and expert testimony, regulatory and internal investigations, compliance and AML solutions, state licensing support, P/L reports, damages consulting, big data analyses, forensic accounting, and expert compliance training.
We work with the nation’s leading multinational and regional banks, financial institutions, insurance companies, and law firms, as well as established and start-up broker-dealers, investment advisers, and funds, money services businesses (MSBs) and non-bank/non-depository institutions, including blockchain, virtual asset and cryptocurrency companies, and precious metal dealers.
Our dedication to meet our clients’ needs is our greatest priority and pride.
Bates boasts the largest roster of financial industry consultants and experts. Whether you are seeking an options or margin expert, suitability, Reg BI, big data, damages, or insurance testifying expert, AML or compliance project or ongoing consultant, the experts at Bates cover over 250 unique areas of financial services and non-banking financial institution knowledge and expertise.
Experience Matters: Bates Group's MSB, Bank, and FinTech team provides expert advice and industry best practices for BSA/AML/OFAC Compliance, Independent Reviews, State Licensing (MTL, Virtual Currency), Team Training, and more.
Bates Group’s consultants and testifying experts are all outstanding practitioners in their fields. Our nation-wide roster of over 175 quantitative and substantive consultants and experts span 250 unique areas of expertise. Find the right expert for your matter today.
Join Bates Group leaders and experts at the 2024 FINRA Annual Conference, May 14-16 in Washington, D.C., and get solutions for your ongoing compliance, regulatory and litigation matters.
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